Future-Proofing Financial Services: Rule 3110 Updates Empower Brokers
Perficient
JANUARY 3, 2024
However, as remote work has become the new norm, the Securities Exchange Commission (SEC) has provided its approval to revise Rule 3110, easing the requirements for brokers choosing to work from home. Additionally, these branches underwent annual on-site inspections to ensure compliance with regulations. What’s New?
Let's personalize your content