Compliance, Risk Management and San Francisco

Trends in commercial real estate (CRE) lending and risk

Abrigo

JANUARY 24, 2025

For example, Trepp data shows that 63% of office loans in San Francisco were categorized as criticized by the second quarter of 2024. Managing CRE and pricing Newberry Abrigo Senior Consultant Rob Newberry said understanding the market will be important as lenders go through 2025.

Lending

Lending Trends Risk Management Management

B2B Startups Land Funding For Risk Mitigation Tech

PYMNTS

OCTOBER 23, 2020

Unit21, a San Francisco company that connects risk and compliance teams to technology, has announced a $13 million investment round led by A.Capital Ventures. The company highlighted the $8.14

San Francisco

San Francisco Compliance Capital Management

Financial services at IBM Think 2019

Insights on Business

JANUARY 17, 2019

IBM will be hosting IBM Think 2019 from February 12-15 this year at a new location in San Francisco, CA. Optimizing risk, compliance and security. Digitally transforming operations, operating models and technologies to compete in a changing industry structure.

San Francisco

San Francisco CA social media blockchain

Renaud Laplanche’s Second Act

PYMNTS

JULY 18, 2017

According to reports, the firm has hired roughly 100 people, split between its headquarters in San Francisco, its engineering centers in Montreal and its Phoenix-based credit operations center that handles customer service, collections and loan servicing.

Lending

Lending San Francisco Online Risk Management

B2B Startup Investors Go After The Niche Markets

PYMNTS

JUNE 21, 2019

Maverick Capital led the Series A round for the San Francisco-based startup, a press release said, while Thrive Capital and Western Technology Investment also participated. Growth Street. ’s Growth Street is on a mission to reshape the small business overdraft with its line of credit solutions for SMBs.

Marketing

Marketing Capital San Francisco Management

CFPB announces new appointments to advisory groups

CFPB Monitor

SEPTEMBER 21, 2015

Tim Chen, Chief Executive Officer, NerdWallet, San Francisco, Calif. Levchin, Co-Founder & Chief Executive Officer, Affirm, San Francisco, Calif. Allen, Chief Compliance Officer, Bank of American Fork, American Fork, Utah. Quick, Vice President of Compliance, First Hope Bank, N.A., Kathleen C.

Groups

Groups Los Angeles San Francisco Community Bank

Holistic surveillance: Treating a business like family

Insights on Business

MARCH 6, 2019

At IBM Think 2019 in San Francisco , I had the pleasure of attending a session on specifically this subject. To learn more about IBM solutions across surveillance, compliance and risk management (latest technology for monitoring your children not included), visit us below. Learn more at ibm.com/RegTech.

San Francisco

San Francisco social media Technology Meeting

Wells Fargo’s Q2 Disappoints After Scandals

PYMNTS

JULY 13, 2018

The San Francisco-based bank had a total of 5,751 retail branches by the end of the second quarter, citing 114 branch consolidations during the first half. However, we have to do manage our other risks, such as compliance and operational risk.” This was partially offset by a $1.9

South Dakota

South Dakota San Francisco Indiana Wisconsin

CFPB announces new appointments to advisory groups

CFPB Monitor

AUGUST 22, 2016

Lynn Drysdale, Managing Attorney, Consumer Law Unit, Jacksonville Area Legal Aid, Inc., Paulina Gonzalez, Executive Director, California Reinvestment Coalition, San Francisco, CA. Arjan Schutte, Founder and Managing Partner, Core Innovation Capital, Los Angeles, CA. Jacksonville, FL. William Howle, Head of U.S.

San Antonio

San Antonio Kansas City Groups CA

Who were ICBA’s Top Lenders of 2022?

Independent Banker

JUNE 30, 2022

But as they always do, they came through for individuals and businesses in their communities with a combination of personalized service and prudent risk management practices. Bank of San Francisco. San Francisco. By Ed Avis. Methodology. It is available to consumers in all 50 states. Saint Johnsbury.

Community Bank

Community Bank Community National Philadelphia

LendingClub Settles With SEC, DOJ

PYMNTS

OCTOBER 1, 2018

Those two things were enough to end Laplanche’s tenure at LendingClub, and he agreed to step down three days after the news emerged. “Investors depend on fund advisers to give them the straight scoop on performance so they can make informed investment decisions,” said Jina Choi, director of the SEC’s San Francisco regional office.

Lending

Lending Fraud Management San Francisco

The 2023 GonzoBanker Awards

Gonzobanker

DECEMBER 14, 2023

The Alanis Morrisette Isn’t It Ironic Award – goes to all large banks and REITs that saw more pronounced commercial real estate issues than regional and community banks that have been pegged as the systemic risk in the system. Word: Community banks don’t lend on $400 million office buildings in Manhattan and San Francisco.

Fintech

Fintech Community Regional Technology

Buy Now, Pay Later: BNPL Fraud and Regulatory Update

FICO

OCTOBER 7, 2022

In May, with the headline “ 'Buy now, pay later' is sending the TikTok generation spiraling into debt, popularized by San Francisco tech firms ,” SFGate reported that the average Affirm customer spends $365 on a single purchase as opposed to the $100 average cart size recorded in 2020. TJ holds a B.S. in computer science and a M.S.

Fraud

Fraud South Carolina San Francisco Regulation

Fintech Fundings: 12 Companies Raise $205 million Week Ending June 18

Fintech Labs Insights

JUNE 18, 2015

HQ: San Francisco, California. HQ: San Francisco, California. Compliance & risk-management technology. Tags: Risk management, security, regulation, compliance. Source: Crunchbase. Mobile alt-credit . Latest round: $2 million. Total raised: $2 million. Source: FT Partners.

San Francisco

San Francisco Company Fintech Albuquerque

Fintech Fundings: 21 Companies Raise $215 Million Week Ending Feb 19

Fintech Labs Insights

FEBRUARY 23, 2016

HQ: San Francisco, California. Wealth management platform. Risk management and compliance software. Compliance layer for value exchange. HQ: San Francisco, California. Source: FT Partners. Aria Systems. Billing platform. Latest round: $50 million Series E. Total raised: $132.3

Company

Company Fintech San Francisco Texas

How Have the Finovate Best of Show Winners Fared?

Fintech Labs Insights

AUGUST 22, 2024

Spring 2023 (San Francisco): 1Kosmos: Raised $15M for its biometric cybersecurity solutions; gaining contracts with large enterprises. 9Spokes: Raised $17M for its comprehensive business management platform; increasing partnerships with major banks. seed round in Oct 2023 from 8 investors including YC and a16z (scout fund).

San Francisco

San Francisco New York San Jose Tools

Fintech Fundings: 26 Companies Raise $280 Million in 4th Week of June

Fintech Labs Insights

JULY 21, 2016

HQ: San Francisco, California. HQ: San Francisco, California. Expense compliance system. Tags: Institutions, B2B2C, social media, security, compliance, Santander (investor), Finovate alum. Source: Crunchbase. Account aggregation APIs. Latest round: $44 million Series B. Total raised: $59.3 Source: FinDEVr.

New York City

New York City Fintech Company San Francisco

Fintech Fundings: 15 Companies Raise $51 Million Week Ending Dec 25

Fintech Labs Insights

DECEMBER 30, 2015

Vendor management for financial services companies. HQ: San Francisco, California. Tags: Enterprise, risk management, compliance, operations. Latest round: $4 million. Total raised: $6.3 HQ: Elizabethtown, Kentucky. Source: Crunchbase. Prestiamoci. Person-to-person consumer lender . Latest round: $2.2

Company

Company New York City Fintech Kentucky

Finovate Spring 2018 – Day 2

William Mills

MAY 9, 2018

Our Actionable Intelligence Management solutions help banks and mortgage companies streamline and automate manual processes, seize new business opportunities and manage compliance, all while transforming the customer experience. We also manage BSA/AML compliance, instant authentication of bank accounts and data aggregation.

Security

Security Samsung Strategy San Jose

Fintech Fundings: 22 Companies Raise $300 Million Plus 2 IPOs Raise $5.9 Billion

Fintech Labs Insights

OCTOBER 19, 2015

Bitcoin compliance solutions. Using the blockchain for managing records. HQ: San Francisco, California. Tags: Enterprise, IDology (investor), security, risk management, payments, Finovate alum. Source: FT Partners. Asset verification . HQ: Oklahoma City. Latest round: $1.5 Total raised: $3.25 million Seed.

New York City

New York City Company Fintech New York

2021 GonzoBanker Awards

Gonzobanker

DECEMBER 17, 2021

Simultaneously the bank invested in Paladin Fraud, Trabian Technology, and Chartwell Compliance to provide compliance and risk management solutions in the complex and connected web of fintech partnerships. Goes to Zelle from this San Francisco Giants game street vendor. GonzoBanker of the Year – Bank.

Fintech

Fintech Strategy Leadership Lending

Fintech Fundings: 38 Companies Raise $220 Million the Second Week of June

Fintech Labs Insights

JULY 14, 2016

HQ: San Francisco, California. HQ: San Francisco, California. HQ: San Francisco, California. HQ: San Francisco, California. HQ: San Francisco, California. Risk Focus. Risk management for capital markets. Payment and management tools for small businesses.

San Francisco

San Francisco Company Fintech California

Fintech Fundings: 11 Companies Raise $960 Million Week Ending May 7

Fintech Labs Insights

MAY 7, 2015

HQ: San Francisco, California. HQ: San Francisco, California. Real estate risk management (aka Solidifi & iv3CUS). Business analytics and risk management for banks. HQ: San Francisco, California. Wealth management platform. HQ: San Francisco, California.

San Francisco

San Francisco Company New York City Fintech

Fintech Fundings: Companies Raise $ Million Week Ending Feb 26

Fintech Labs Insights

MARCH 1, 2016

HQ: San Jose, California. HQ: San Francisco, California. HQ: San Francisco, California. Tags: Consumer, investing, real estate, wealth management. HQ: Annapolis, Maryland. Source: Finovate. Fraud protection for e-commerce. Latest round: $20 million Series B. Total raised: $31 million. Total raised: $23.2

New York City

New York City Company Fintech San Francisco

Fintech Fundings: 21 Companies Raise $440 Million Week Ending July 23

Fintech Labs Insights

JULY 23, 2015

HQ: San Francisco, California. Corporate purchasing management. Fortress Risk Management. Enterprise risk management services for financial institutions. Using the blockchain for managing records. Risk & compliance management for financial institutions. Argos Risk.

Company

Company Connecticut Fintech Austin

Fintech Fundings: 28 Companies Raise $330 Million Week Ending Jan 15

Fintech Labs Insights

JANUARY 18, 2016

HQ: San Francisco, California. Financial supply chain management. HQ: San Francisco, California. Derivative risk management. Tags: Enterprise, investing, trading, risk management, security, compliance. Source: Crunchbase. Mobile analytics . Total raised: $157 million. RealtyMogul.

Company

Company New York City Fintech San Francisco

Fintech Fundings: 17 Companies Raise $235 Million Week Ending Sep 25

Fintech Labs Insights

SEPTEMBER 25, 2015

HQ: San Francisco, California. HQ: San Francisco, California. Risk management. Tags: Enterprise, security, regulations, compliance, fraud protection. Latest round: $127 million (debt & equity). Total raised: $135 million. Source: P2P-Banking. CoverHound. Insurance portal. Latest round: $33.3

San Francisco

San Francisco Company Fintech San Jose

Fintech Fundings: 20 Companies Raise $175 Million Week Ending Nov 6

Fintech Labs Insights

NOVEMBER 9, 2015

HQ: San Francisco, California. Tags: Consumer, PFM, financial management, messaging, savings. Source: FT Partners. FactorTrust. Alternative credit bureau. Latest round: $42 million. Total raised: $42 million. HQ: Atlanta, Georgia. Source: Crunchbase. Expansion Capital Group. Small business alt-lender. Total raised: $37.1

Company

Company Fintech South Dakota San Jose

Fintech Fundings: 21 Companies Raise $260 Million Week Ending Feb 12

Fintech Labs Insights

FEBRUARY 15, 2016

HQ: San Mateo, California. HQ: San Francisco, California. Tags: B2B, consumer, compliance, sales, on-boarding, UX, Silicon Valley Bank (lender). Latest round: $25 million Series B. Total raised: $30.7 HQ: Tel Aviv, Israel. Source: Crunchbase. APIs powering financial services. Latest round: $20.5 million Series C.

Company

Company Fintech New York City Comparison

AI Regulations for Financial Services: Federal Reserve

Perficient

NOVEMBER 8, 2024

Federal Reserve The largest of the federal banking agencies, the Federal Reserve has four regional federal reserve banks (Atlanta, Boston, New York and San Francisco) set up offices to study financial innovation with AI. Implementation of Risk-Management Practices and Termination of Noncompliant AI AI policy and review process.

Regulation

Regulation Risk Management Policies Compliance

Fall In! FinovateFall 2015 Presenting Companies Revealed

Fintech Labs Insights

SEPTEMBER 1, 2015

Using cutting edge technology, Auvenir is setting the new standard in compliance and assurance. CellTrust provides mobile solutions that deliver seamless, secure mobile workflows to support enterprise collaboration, productivity and compliance. Auvenir is a smarter way to audit financial statements.

Company

Company Software Analytics Mobile

THE 16TH ANNUAL GONZOBANKER AWARDS

Gonzobanker

DECEMBER 19, 2016

CSB was one of the first banks to offer roboadvising and partner with this startup out of San Francisco, which just announced another partnership with Wells Fargo. Let’s hope bankers can keep evolving their mortgage business and borrower experiences among all this compliance chaos.

Utah

Utah System Marketing Community

THE 16TH ANNUAL GONZOBANKER AWARDS

Gonzobanker

DECEMBER 19, 2016

CSB was one of the first banks to offer roboadvising and partner with this startup out of San Francisco, which just announced another partnership with Wells Fargo. Let’s hope bankers can keep evolving their mortgage business and borrower experiences among all this compliance chaos.

Utah

Utah System Marketing Community

Community Banking Brief

Trends in commercial real estate (CRE) lending and risk

B2B Startups Land Funding For Risk Mitigation Tech

Trending Sources

Financial services at IBM Think 2019

Renaud Laplanche’s Second Act

B2B Startup Investors Go After The Niche Markets

CFPB announces new appointments to advisory groups

Holistic surveillance: Treating a business like family

Wells Fargo’s Q2 Disappoints After Scandals

CFPB announces new appointments to advisory groups

Who were ICBA’s Top Lenders of 2022?

LendingClub Settles With SEC, DOJ

The 2023 GonzoBanker Awards

Buy Now, Pay Later: BNPL Fraud and Regulatory Update

Fintech Fundings: 12 Companies Raise $205 million Week Ending June 18

Fintech Fundings: 21 Companies Raise $215 Million Week Ending Feb 19

How Have the Finovate Best of Show Winners Fared?

Fintech Fundings: 26 Companies Raise $280 Million in 4th Week of June

Fintech Fundings: 15 Companies Raise $51 Million Week Ending Dec 25

Finovate Spring 2018 – Day 2

Fintech Fundings: 22 Companies Raise $300 Million Plus 2 IPOs Raise $5.9 Billion

2021 GonzoBanker Awards

Fintech Fundings: 38 Companies Raise $220 Million the Second Week of June

Fintech Fundings: 11 Companies Raise $960 Million Week Ending May 7

Fintech Fundings: Companies Raise $ Million Week Ending Feb 26

Fintech Fundings: 21 Companies Raise $440 Million Week Ending July 23

Fintech Fundings: 28 Companies Raise $330 Million Week Ending Jan 15

Fintech Fundings: 17 Companies Raise $235 Million Week Ending Sep 25

Fintech Fundings: 20 Companies Raise $175 Million Week Ending Nov 6

Fintech Fundings: 21 Companies Raise $260 Million Week Ending Feb 12

AI Regulations for Financial Services: Federal Reserve

Fall In! FinovateFall 2015 Presenting Companies Revealed

THE 16TH ANNUAL GONZOBANKER AWARDS

THE 16TH ANNUAL GONZOBANKER AWARDS

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